Job ref no.: CT3128012-01#7400

Director / Executive Director, Asset Management

TFI Securities Limited


  • Lead wealth management business and supervisor the fund activities to ensure the compliance with the Compliance policies, statuary rules and regulations
  • Liaise with the regulators in Type 4 & 9 regulated activities
  • Responsible for portfolio management and related data statistic
  • Develop and maintain long-term relationship with High Net Worth clients
  • Responsible for new product design and development and formulate sales strategies
  • Participate in asset allocation, asset restructuring and major financing activities
  • Develop and implement strategies to help grow the firm’s AUM for funds and other products
  • Conduct market research and evaluate investment opportunities
  • Conduct product monitoring and on-going due diligence


  • Master’s degree preferred with background in finance/ economics or related disciplines
  • Current SFC RO license holder in Type 4 & 9
  • At least 5 years asset management experience, serving HNW customers
  • Knowledge of investment products with experience in structured products or asset management
  • Proven experience in handling institutional investors and funds distribution channels preferred
  • Strong analytical, writing and presentation skills
  • Proficiency in both English and Chinese, with proficiency in Putonghua an advantage

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More job information
Job ref no. CT3128012-01#7400
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 5 years
Career Level
  • Senior management level
  • Master's degree
  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Medical plan