Job ref no.: CT3114630-01#8931

Director, Operational Risk Private Banking

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Key Responsibilities:

  • Design, manage and perform various reviews to ensure that the bank fully fulfil legal, compliance and regulatory requirements.
  • Co-work with multiple stakeholders, including advisory compliance, business, COO to name a few, in projects and initiative to enhance processes and its qualities.
  • Oversee system refinement, testing and maintenance with regards to reports and systems that cling to legal, compliance and regulatory requirements.
  • Overview key operating procedures on regular and ad-hoc updates through collaboration with multiple stakeholder in APAC.
  • Manage trend analysis and management reporting to senior management to raise risk awareness and control proposal.
  • Investigate in incidents and qualify the details in incident reporting.
  • Work closely with Legal, Compliance and Business Management on HKMA and internal audits.

Skills and Qualifications:

  • Degree holder in Business, risk or related discipline.
  • 10+ years of relevant experience and steady investment product risk compliance experience acquired.
  • Well versed with multi asset class of investment products and investment suitability.
  • Strong risk control mind-set with good knowledge of HKMA, SFC and/MAS is highly desirable.
  • Previous experience managing a team

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More job information
Job ref no. CT3114630-01#8931
  • N/A
Job Function
  • 10 years - 15 years
Career Level
  • Non-management level
  • Degree