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Job ref no.: CT3114388-01#5957

DISTRIBUTION COMPLIANCE MANAGER

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DISTRIBUTION COMPLIANCE MANAGER

  • International Asset Management House
  • Excellent Exposure

Our client is an international asset management house with an unparalleled reputation across the Asia Pacific region. With the continued growth of the organization, the need has arisen to recruit high calibers to join them.

You will be responsible for distribution and product compliance, including but not limited to, reviewing marketing materials, fund prospectuses, distribution agreements as well as maintaining relationship and correspondence with SFC. Assist in business and general compliance functions. Provide back up to other compliance colleague and participate in ad hoc compliance projects as required.

To be considered, you should be a degree holder with a minimum of 5 years of relevant experience in Compliance, Audit, Risk or Control functions within financial industry. Knowledge of regulatory guidelines and requirements would be an advantage together with strong communication skills.

 

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More job information
Job ref no. CT3114388-01#5957
Salary
  • N/A
Job Function
Industry
Experience
  • 5 years - 10 years
Career Level
  • Middle management level
Education
  • Degree