Job ref no.: CT3130423-01#0019
Guotai Junan International Holdings Limited

ECM Syndicate

Guotai Junan International Holdings Limited

This role will work with the team on all matters pertaining to the execution of ECM deals.

Candidates should expect to be asked to perform a great variety of tasks related to the execution of ECM deals which may include:

  • Working on books of demand: setting up, swapping, duping, analyzing, etc.
  • Managing coordination and communication with internal (ECM, sales, sales-trading, legal and compliance, research, middle office) and external (syndicate banks of other banks, investors, etc.) counterparties
  • Managing Investor Education and Management roadshows
  • Investor targeting and performance analysis
  • Daily and weekly reports of market wraps
  • ECM deal summaries
  • Produce the Weekly and Daily ECM update
  • Maintain the lock up expiration/Blocks list and track investor feedback


  • Minimum 4 years compliance experience in a Securities firm. Applicants previously employed in the professional firms (solicitors or regulators) on the audit, compliance or investigation of Securities companies will be considered;
  • Experience in investment banking/corporate finance/research will be an advantage;
  • Good understanding in risk , controls and compliance environment;
  • Self-motivated, possessing initiative and ability to work independently;
  • Ability to work under high pressure environment and strong multitasking skills;
  • Organized and attentive to details;
  • Bachelor graduate (Master graduate is preferable);
  • Good analytical and communication skill;
  • Advanced technique of Excel, Powerpoint, Dealogic and Bloomberg; and
  • Proficiency in both written and spoken English and Chinese, fluency in Putonghua is a must.

We offer an attractive remuneration package to the right candidate. Interested parties please forward your full resume with availability, expected salary to [via CTgoodjobs Apply Now ] or send it to 27/F., Low Block, Grand Millennium Plaza, 181 Queen’s Road, Central, Hong Kong.

(Data collected will be kept strictly confidential and used for recruitment purpose only.)

More job information
Job ref no. CT3130423-01#0019
Job Function
Employment Term
  • Permanent
  • Full-time
  • 4 years - 9 years
Career Level
  • Non-management level
  • Degree
  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Medical plan
  • Shuttle bus