Job ref no.: CT3119652-01#0634

Equity Settlement Officer

Robert Walters

A major institutional brokerage firm is looking for an experiecned Equity Settlement Officer to join their growing team. This role focus on Asian market and is responsible for its daily operations and settlemnt. Attractive benefits are offered to candidate.


  • Prepare booking and client reporting for equity trading
  • Liaise with custodian bank to handle daily SI settlement in CCASS
  • Liaise with institutional clients directly to ensure proper settlement arrangement
  • Manage data process and produce settlement status report
  • Manage settlement matching between clients and settlement agents
  • Tracking and resolution of settlement fails and corporate actions
  • Work with the onboarding team to establish new client accounts


  • Bachelor degree in Business Administration, Finance or a related discipline
  • 2-5 year experience in HK and Asian equity markets settlement in an institutional context
  • Excellent communication skills in both written and spoken English and Chinese
  • Familiar with MS Excel and Outlook
  • Proactive, willing to learn and able to work under pressure
  • Attention to detail and a customer service attitude
  • Some late / on call work required

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More job information
Job ref no. CT3119652-01#0634
  • N/A
Job Function
Employment Term
  • Full-time
  • 2 years - 5 years
Career Level
  • Middle management level
  • Degree