Job ref no.: CT3119652-01#3380

Financial Crime or Anti-bribery & corruption - Compliance

Robert Walters

Role Overview: The compliance specialist will join the leading investment bank's anti-bribery and corruption compliance team. The individual will be responsible for managing and identifying AB&C compliance risk and ask ask a subject matter expert to advise the Asia Pacific business. This is a 6-month contract.

Key Responsibilities:

  • Support implementation, enhancement and management of the AB&C compliance programme with a particular focus on Asia Pacific risk identification and management
  • Evaluate Asia Pacific and enterprise-wide compliance risk and recommend policies, procedures, standards and guidelines to mitigate such risks
  • Provide advice and counsel on AB&C issues, and other key laws and regulations and, where necessary, wider financial crime compliance matters
  • Pre-clear gifts and entertainment to government employees and the provision of advice on gifts and entertainment matter more broadly
  • Management of third party intermediaries for the Asia Pacific region
  • Providing advice and counsel on pre-clearing political and/or charitable contributions and governmental outside business activities, sponsorship, responding to vendor escalations, tracking and responding to Request for Proposals (RFP), reviewing and managing hiring practices escalation requests, and serving as a critical component in executing the monitoring and testing plan around AB&C key risk activities
  • Transactional advice regarding identifying and mitigating bribery and corruption risks, including undertaking transactional due diligence and research into AB&C related matters and risks.
  • Providing input, support and coordinating projects, including but not limited to management of audits and regulatory exam requests, risk assessments, training and awareness, and other compliance programme deliverable
  • Implement and communicate compliance strategies, concepts, programmes and regulations related to AB&C compliance risks
  • Assisting in undertaking risk assessments and the provision of training
  • Executing monitoring routines focused on AB&C compliance risks

Key Skills:

  • Around 7 - 10 years of relevant experience in Compliance and/or Legal Department with a particular focus on AB&C advisory function or financial crimes experience
  • Strong organisational skills and attention to detail
  • AB&C, compliance and regulatory knowledge and experience, particularly in relations to Asia Pacific markets and issues
  • Proven ability to communicate professionally and work with all levels of management and across organisations and interact with regulators
  • Ability to work independently, drive for results and prioritise competing tasks in a deadline driven environment
  • Excellent written and verbal communication skills
  • Analytical and research skills
  • Financial service compliance and regulatory knowledge and experience
  • Proficiency with Microsoft Office applications
  • A team player with high energy, a “can do attitude" and the ability to challenge others (when necessary)

Company Overview:

This is a leading investment bank with a strong global presence.

Get in touch

Carmen Chin

+852 2103 5398

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More job information
Job ref no. CT3119652-01#3380
  • N/A
Job Function
Employment Term
  • Full-time
  • 7 years - 10 years
Career Level
  • Non-management level
  • N/A