Job ref no.: CT3114388-01#8346

General Compliance Advisory- Corporate Bank

Robert Walters

This is a prestigious European bank that is looking to make a critical hire into their compliance team. They are looking for a VP with strong compliance advisory experience who would report into the Head of Compliance based out of Hong Kong .

Your responsibilities will include the following but not be limited to-

  • Acting as the point of contact for any compliance advice and support to business
  • Reviewing and revising internal policies and procedures on an annual basis
  • Advising on cross-border issues, new products and approval
  • Conduct trading desk reviews and review marketing material
  • Handle the regulators communication and requests
  • Handle ad-hoc internal investigations

You will possess the following -

  • Minimum of 8 years of compliance experience with a bank or the regulator
  • Detailed knowledge of both HKMA and SFC regulations
  • Strong track record of successful performance in Compliance in global bank or similar regulatory role at the SFC or HKMA
  • Excellent written and verbal communication skills in English
  • Ability to communicate and work effectively with the senior business management and staff

Get in touch

Reshma Gope

+852 21619414

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More job information
Job ref no. CT3114388-01#8346
  • N/A
Job Function
Employment Term
  • Full-time
  • 8 years - 13 years
Career Level
  • Non-management level
  • N/A