Job ref no.: CT3119652-01#0595

General Compliance Director- Award Winner Investment Bank

Robert Walters

This is a Director graded compliance role covering general compliance advisory, global markets compliance and being the regulatory liaison. Reporting into the Head of Compliance, you will cover compliance advisory for their global markets business.

As a senior Compliance member of the team your main responsibilities will involve around:

  • Providing daily markets compliance advice to the business
  • Providing advice on regulatory requirements for new products
  • Supporting the dissemination of relevant compliance policies
  • Monitoring and interpreting the new regulatory requirements as well as group compliance policies
  • Reviewing/updating markets Compliance policies and ensuring that they are consistent with the group regulatory practices
  • Keeping abreast of regulatory change/developments
Qualifications:
  • Educated to at least a degree level in any discipline
  • Minimum 6 years’ experience in market compliance advisory within a bank and at least 10 years work experience in compliance/legal
  • Strong understanding of the regulatory requirements in Hong Kong for OTC derivatives and structured products
  • An ability to interpret the changing regulatory requirements and how it applies to the industry
  • Excellent verbal communication skills in English as well as Chinese

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More job information
Job ref no. CT3119652-01#0595
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 10 years - 15 years
Career Level
  • Non-management level
Education
  • Degree