Job ref no.: CT3116513-01#0634

Global Transaction Banking - Client KYC Analyst, Institutional Cash Management

Deutsche Bank

As the Client KYC (Know Your Customer) Officer you will support the GTB, Institutional Cash Sales and Client Management team covering financial institution clients within Hong Kong.

You will work directly with the Accountable Client Owner (ACO) responsible for the client relationships with our correspondent banking clients to complete client KYC adoptions and reviews, ensuring strict adherence to Deutsche Bank’s KYC / Anti Money Laundering (AML) Compliance requirements. Further, the role also fulfills important support functions in the non-financial risk management of client relationships, such as analysis of clients’ transaction flow. Today’s regulatory and compliance environment requires a robust and efficient KYC process and strong non-financial risk management, making the role key to the first line of defense role of the business.

Key responsibilities:

  • KYC Risk Management including active client research, screening prospects before on-boarding, supporting the ACO in presentation of clients in relevant internal committees and completion of AML country overviews
  • Request submission of documents from clients according to periodic review timelines and follow up to ensure complete and timely delivery, fill in relevant KYC forms / systems, and update of client KYC profiles driven by material events such as change of client name, ownership or negative news
  • KYC-related client discussions and AML interviews for periodic review and new client adoptions
  • Conduct and assess Account Activity Reviews for continuous monitoring of clients’ transaction flows
  • Liaise with Client Service team for review of the quality of clients’ AML field inquiry responses; coordinate with local Compliance and other GTB / CIB / Infrastructure areas on client KYC issues as required
  • Assist with account related legal documentation – liaise with clients for legal agreements and non-KYC documentation
  • MIS Management – support KYC aspects of regular and ad hoc MIS reporting / analysis

Key skills and qualifications:

  • Recognized university degree and / or equivalent professional experience
  • Experience in Correspondent Banking / Institutional Cash Management / Compliance preferred
  • Understanding of KYC laws / regulations, compliance risk as well as non-financial risk, and documentation aspects of KYC process for correspondent banking relationships
  • Strong analytical and organizational skills; a proactive and fast learner
  • Strong writing skills, capability to document relevant information in a clear, structured and comprehensive way
  • Excellent communication skills and the ability to build and maintain relationships with colleagues and clients at all levels of seniority
  • Team player with strong work ethics
  • Resilience and commitment, ability to plan, prioritize and work under pressure
  • Accuracy, diligence and the ability to deliver high quality results within tight deadlines
  • Interested in the financial markets, current events, and news
  • Command of MS Office applications and general computer proficiency

Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.

 

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More job information
Job ref no. CT3116513-01#0634
Salary
  • N/A
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 0 year - 5 years
Career Level
  • Entry level
Education
  • N/A