Job ref no.: CT3118290-01#2839

GM Compliance Officer

Credit Suisse

Credit Suisse is a leading global wealth manager with strong investment banking and asset management capabilities. Founded in 1856, Credit Suisse has expanded to be a global force employing over 45,000 people in 50 countries. With new leadership, a new strategy and a streamlined global organization, we are set for growth. We partner across businesses, divisions and regions to create innovative solutions to meet the needs of our clients—and to help our employees grow. It is a high priority for us to continually invest in our employees by providing ongoing opportunities for training, networking and mobility. Join us and let's shape the future of Credit Suisse together.
We Offer
  • You will work with senior members of the Solutions compliance team to cover cross assets financial products transactions.
  • You will be responsible for reviewing marketing materials for clients of the Solutions sales, trading and structuring teams.
  • Responsible for investigation matters, disciplinary matters and general compliance matters of the staffs in Solutions.
  • You will collaborate with senior members to cover the governance related work for retail products and institutional products.
  • You will take assignment of read-across and regulatory updates for knowledge sharing within the team.
  • You will prepare and deliver training to the front office.
  • Participate in workshop and working groups on regulatory change projects.
  • Coordinate data and analysis tasks for our team.
You Offer
  • Preferably, you have knowledge of cross assets financial products and relevant compliance experience in Investment Banking and Markets area.
  • Your possess work experience in a relevant compliance area (e.g. IBD, PB or Wealth Management, Asset Management, or control room).
  • You demonstrate a keen interest in the learning process of markets related subjects.
  • You have strong communication skills to effectively partner with front office teams and deliver training.
  • You possess good comprehension skills of laws and regulations.
  • You are confident in participating in project or working groups on behalf of our team.
  • Chinese language skills is a benefit in partnering with internal stakeholders.

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Job ref no. CT3118290-01#2839
Salary
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Career Level
  • Middle management level
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