Job ref no.: LCD_0430_CT893 (CT3128556-01#0072)
Delta Asia Financial Group

Group Legal & Compliance Director (Ref.:LCD_0430_CT893)

Delta Asia Financial Group


  • Lead the development and implementation of the Group compliance programs to assess and monitor the adequacy and effectiveness of regulatory compliance controls
  • Oversee the Group Legal & Compliance function in relations to Group business, including banking, securities brokerage and insurance broker
  • Develop, enhance and validate enterprise-wide risk management framework, policies and guidelines
  • Conduct and articulate risk controls measurement and evaluation report with correction action plan for senior management review
  • Provide legal advisory and compliance support to business units regarding the policies and procedures, operational manuals, financial products and business propositions
  • Draft and review legal contracts and agreements to cope with daily operations
  • Liaise with internal and external stakeholders / regulatory bodies on legal and compliance issues
  • Deliver regulatory related training and maintain a sound control culture within the Group
  • Keep abreast of updated regulatory rules and legal requirements in relation to various business units
  • Perform ad-hoc assignments as required


  • Degree holder in legal or related disciplines
  • 15+ years solid legal & compliance experiences, preferred in banking and securities industry with risk management exposure
  • Solid legal background with good knowledge on financial products and services
  • Ability to work in a multi-faceted environment and sensitive to divisional business issues
  • Self-motivated with strong presentation, people management and problem solving skills
  • Strong communication skills in fluent English and Chinese


We offer competitive remuneration and fringe benefits including but not limited to the followings:

  • 15-25 days' Annual Leave
  • Caring Leave (including birthday leave, graduation leave, wedding leave, volunteer leave, children  graduation leave, children wedding leave, etc.)

Interested parties please email your full resume with availability, current and expected salary to [via CTgoodjobs  ] quoting the reference number in the subject line.

All information provided will be treated in strict confidence and only be used for recruitment purpose.


More job information
Job ref no. LCD_0430_CT893 (CT3128556-01#0072)
Job Function
  • Wanchai
  • 15 years - 20 years or above
Career Level
  • Senior management level
  • Degree