Job ref no.: CT3115703-01#8162

Head of AML, Compliance Group

Talent Axis


  • Establish compliance monitoring program on Bank’s various activities and oversee the relevant systems to ensure they remain up-to-date and effective in meeting statutory and regulatory requirements in AML, FATCA and CRS.
  • Provide advisory services to business and functions on matters related to AML, FATCA and CRS to ensure their adherence to respective regulatory requirements
  • Manage a team in protecting the Bank against any anti-money laundering and related financial crime activities
  • Formulate and enforce an adequate and consistent bank-wide compliance framework and procedures to ensure compliance with all laws, rules, regulations and standards of good practice applicable to the Bank in relation to AML, FATCA and CRS
  • Coordinate and manage the examination and/or review conducted by regulator, external consultant, external auditor or internal auditor on AML, CRS and FATCA matters; ensure regular tracking and timely follow up on all outstanding regulatory issues or findings
  • Lead the investigation of suspicious transactions by reviewing internal disclosures and exception reports, reporting to the Joint Financial and Intelligence Unit (“JFIU") and maintaining proper records
  • Act as the key contact point to regulatory bodies in the region in respective to latest AML, FATCA and CRS development and strategies
  • Keep senior management informed on any relevant regulatory changes on AML, FATCA and CRS that could bring potential impacts and ensure compliance awareness among staff in the bank


  • Degree holder preferably in Law, Accounting or related disciplines
  • Holder of Certified AML Professional (CAMLP) Certificate under the HKMA ECF on AML/CFT is a must
  • Minimum 15 years’ legal, general audit, banking or compliance experience including at least 6 years’ management experience in legal and/or compliance area in a sizable financial institution and/or regulatory bodies
  • Expertise in AML/CFT, FATCA and CRS regulations and practices and have good understanding on regulators’ expectation
  • Well-versed with the market trend and situation regarding AML/CFT locally and worldwide
  • Good command of written and spoken English and Chinese (including Putonghua)

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More job information
Job ref no. CT3115703-01#8162
  • N/A
Job Function
Employment Term
  • Full-time
  • 15 years
Career Level
  • Senior management level
  • Degree