Job ref no.: CT3115703-01#8162

Head of AML, Compliance Group

Talent Axis

Responsibilities:

  • Establish compliance monitoring program on Bank’s various activities and oversee the relevant systems to ensure they remain up-to-date and effective in meeting statutory and regulatory requirements in AML, FATCA and CRS.
  • Provide advisory services to business and functions on matters related to AML, FATCA and CRS to ensure their adherence to respective regulatory requirements
  • Manage a team in protecting the Bank against any anti-money laundering and related financial crime activities
  • Formulate and enforce an adequate and consistent bank-wide compliance framework and procedures to ensure compliance with all laws, rules, regulations and standards of good practice applicable to the Bank in relation to AML, FATCA and CRS
  • Coordinate and manage the examination and/or review conducted by regulator, external consultant, external auditor or internal auditor on AML, CRS and FATCA matters; ensure regular tracking and timely follow up on all outstanding regulatory issues or findings
  • Lead the investigation of suspicious transactions by reviewing internal disclosures and exception reports, reporting to the Joint Financial and Intelligence Unit (“JFIU") and maintaining proper records
  • Act as the key contact point to regulatory bodies in the region in respective to latest AML, FATCA and CRS development and strategies
  • Keep senior management informed on any relevant regulatory changes on AML, FATCA and CRS that could bring potential impacts and ensure compliance awareness among staff in the bank

Requirements:

  • Degree holder preferably in Law, Accounting or related disciplines
  • Holder of Certified AML Professional (CAMLP) Certificate under the HKMA ECF on AML/CFT is a must
  • Minimum 15 years’ legal, general audit, banking or compliance experience including at least 6 years’ management experience in legal and/or compliance area in a sizable financial institution and/or regulatory bodies
  • Expertise in AML/CFT, FATCA and CRS regulations and practices and have good understanding on regulators’ expectation
  • Well-versed with the market trend and situation regarding AML/CFT locally and worldwide
  • Good command of written and spoken English and Chinese (including Putonghua)

Interested parties please click Apply Now to apply job.
 

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3115703-01#8162
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 15 years
Career Level
  • Senior management level
Education
  • Degree