Lead the team of Business Compliance Unit to oversight AML various control function including Customer onboarding, Periodic & Triggering Event Reviews for both Entity customers (Onshore & Offshore), as well as Individual Customer (Mass Market customers, Premier Banking & Private Banking Customers), Transaction Monitoring, Fraud Investigation and Referral Source Quality Management
Oversight AML Risk and Control aspects for Entity & Individual customers in Business Units & Branches under Retail Banking Group; & provide AML/CFT advisory to frontline staff
Collaborate with Compliance Division to keep abreast with updated Regulatory & Group requirement; & to communicate with Frontline Staff to promote AML awareness
Review customer’s CDD Profile for Onboarding, Periodic Reviews, Triggering Event Reviews & Post-STR EDD Reviews; and to make recommendation to Compliance Division on risk-based approach
Liaise with Compliance Division to enhance an overall control & compliance framework.
Ensure proper surveillance control & on-going monitoring is in place
To identify & investigate suspicious transaction, and to ensure STR is filed to Compliance Division in a timely manner
Degree Holder of Business or related disciplines
Minimum 15 years’ business compliance experience on Corporate/ SME Banking
Good knowledge on HK Banking Regulatory requirement (HKMA) and CDD, AML & surveillance control
Holding relevant AML professional qualification is preferable
Self-motivated, mature with a strong sense of responsibility and good leadership skills
Attentive to details and able to work under pressure
Good command of written English and Chinese
Attractive remuneration package will be offered to the right candidate. Please apply with full resume stating present & expected salary and contact phone number to The Human Resources Manager, 10/F, 161 Queen’s Road Central, Hong Kong. Please quote the reference.
Personal data collected will be used for recruitment purpose only. For more information, please visit our website: http://www.ocbcwhhk.com.