Head of Business Compliance

Responsibilities

• Lead the team of Business Compliance Unit to oversight AML various control function including Customer onboarding, Periodic & Triggering Event Reviews for both Entity customers (Onshore & Offshore), as well as Individual Customer (Mass Market customers, Premier Banking & Private Banking Customers), Transaction Monitoring, Fraud Investigation and Referral Source Quality Management
• Oversight AML Risk and Control aspects for Entity & Individual customers in Business Units & Branches under Retail Banking Group; & provide AML/CFT advisory to frontline staff
• Collaborate with Compliance Division to keep abreast with updated Regulatory & Group requirement; & to communicate with Frontline Staff to promote AML awareness
• Review customer’s CDD Profile for Onboarding, Periodic Reviews, Triggering Event Reviews & Post-STR EDD Reviews; and to make recommendation to Compliance Division on risk-based approach
• Liaise with Compliance Division to enhance an overall control & compliance framework.
• Ensure proper surveillance control & on-going monitoring is in place
• To identify & investigate suspicious transaction, and to ensure STR is filed to Compliance Division in a timely manner

Requirements

• Degree Holder of Business or related disciplines
• Minimum 15 years’ business compliance experience on Corporate/ SME Banking
• Good knowledge on HK Banking Regulatory requirement (HKMA) and CDD, AML & surveillance control 
• Holding relevant AML professional qualification is preferable
• Self-motivated, mature with a strong sense of responsibility and good leadership skills
• Attentive to details and able to work under pressure
• Good command of written English and Chinese

Attractive remuneration package will be offered to the right candidate. Please apply with full resume stating present & expected salary and contact phone number to The Human Resources Manager, 10/F, 161 Queen’s Road Central, Hong Kong. Please quote the reference.

Personal data collected will be used for recruitment purpose only. For more information, please visit our website: http://www.ocbcwhhk.com.