Posted on 2022-06-17

Head of Compliance and Internal Control


Be a part of the future of trade finance technology with great career development opportunities in a Fintech startup. You will participate to an international work environment and flat organisation. We are looking for someone who loves to be challenged, make a difference and to learn new things.



  • Conduct KYC, CDD, AML & transaction investigation, checking, monitoring and review
  • Conduct regular compliance review/audit on business activities in accordance with rules and regulations, and internal policies and procedures
  • Keep abreast of regulatory developments and predict what actions the Company may need to take in future
  • Ensure that the Company complies with its own internal policies and procedures, and with all applicable legal and regulatory requirements
  • Interpret and disseminate regulatory updates, liaise with other departments on the application of regulations and implementation of compliance programs
  • Prepare and update compliance training materials/briefings
  • Participate and assist in ad hoc projects/works as assigned
  • Follow up on compliance issues that require investigation
  • Assist to handle MLO license applications for third parties and referees
  • Assist to provide administrative support that related to compliance issues

The Successful Applicant:

  • University graduate in Law or Finance or Accounting or related disciplines
  • Professional certification in compliance risk management would be beneficial
  • 4+ years of compliance or relevant experience in a risk, fraud, compliance, AML or regulatory function, experience working with any regulated financial services business in legal or compliance roles preferred
  • Good understanding of performing risk assessments, periodic/trigger reviews, and enhanced due diligence
  • Knowledge of compliance and regulatory requirements in trade finance industry is an advantage
  • Good command of written & spoken English and Chinese (Mandarin & Cantonese)
  • Independent, meticulous, pro-active, attentive to details, self-motivated, reliable, keen to learn, and capable of meeting new challenges with excellent communication skills
  • High proficiency in PC skills and MS office applications (MS Excel, Word & PowerPoint)
  • Immediate available is highly preferred
  • Candidate with less experiences will be considered as Compliance Officer

Please provide your detailed resume stating with current and expected salary by clicking Apply Now. All information provided by applicants will be used for recruitment purposes only. Information of unsuccessful applicants will be destroyed within 24 months of receipt.

More job information
Job Function
Employment Term
  • Permanent
  • Full-time
  • 4 years - 9 years
Career Level
  • Middle management level
  • Degree