Our client is is a highly diversified financial services organization. They provide a broad range of brokerage and investment banking products and solutions. Due to their continued expansion in Hong Kong, they are currently looking for experienced compliance professionals to join them.
Reporting to the Senior Executive, you will play a key role in leading a term of compliance professionals to supporting the business growth for Hong Kong and China. You will be responsible for supervise the compliance program and to ensure its in place to effectively manage the activities and controls used to effect compliance with regulatory requirements; and processes are established and maintained to support line management’s responsibility for promoting adherence to their Code of Business Conduct & Ethics and related corporate standards.
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