This is a rare and exciting Head position with a leading securities firm in the region.
Our client is a leading securities firm with an excellent working culture offering work life balance and a very friendly environment.
Reporting to Senior Executives, you will be leading a team to manage the compliance function for the firm. You will work closely with the business to ensure compliance with regulatory requirements and to monitor the dealing and trading activities. You will also lead the KYC team to identify and assess potential risks and illegal intentions for the business relationship.
The successful candidate should possess at least 10 years of experience in the compliance field within Financial Services Firms. Solid experience gained from other securities firms will be a definite advantage. You will need to have good knowledge on SFC requirements and be able to advise the business on relevant matters.
The role offers a full scope compliance exposure and excellent work life balance.
As part of PageGroup, Michael Page is a leading professional recruitment consultancy specialising in the recruitment of permanent, contract and temporary positions on behalf of the world's top employers. PageGroup operates through 155 offices in 35 countries worldwide. First established in London in 1976, we've been bringing jobseekers and employers together for more than 30 years. London listed, we opened our first Asian office in Hong Kong in 1994 and currently we have offices in all major business hubs across the APAC region, including Australia, Singapore, Tokyo, Malaysia, India, Taiwan, Shanghai, Beijing, Shenzhen, Guangzhou, Pudong and Suzhou.