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Job ref no.: 4007145/001_1530755702
Michael Page

Head of Compliance - Securities Firm

Michael Page

Benefits
  • 5-day week
  • Competitive pay
  • Discretionary bonus

This is a rare and exciting Head position with a leading securities firm in the region.

Client Details

Our client is a leading securities firm with an excellent working culture offering work life balance and a very friendly environment.

Description

Reporting to Senior Executives, you will be leading a team to manage the compliance function for the firm. You will work closely with the business to ensure compliance with regulatory requirements and to monitor the dealing and trading activities. You will also lead the KYC team to identify and assess potential risks and illegal intentions for the business relationship.

Profile

The successful candidate should possess at least 10 years of experience in the compliance field within Financial Services Firms. Solid experience gained from other securities firms will be a definite advantage. You will need to have good knowledge on SFC requirements and be able to advise the business on relevant matters.

Job Offer

The role offers a full scope compliance exposure and excellent work life balance.

More job information
Job ref no. 4007145/001_1530755702 (CT3115664-01#1272)
Job Function
Industry
Location
  • Central
Employment Term
  • Permanent
  • Full-time
Experience
  • 0 year
Career Level
  • Senior management level
Education
  • Degree