Shanghai Commercial Bank Ltd.

Head of Compliance

Shanghai Commercial Bank Ltd.


Reporting to the Chief of Legal and Compliance, and leading a team to perform the following key compliance functions :-

  • Provide compliance advisory services to the Bank Group
  • Keep abreast of the latest regulatory developments
  • Review policies and guidelines of the Bank Group and ensure that they are up-to-date and relevant
  • Participate in new product & service development and conduct compliance risk assessment
  • Conduct assessment on Personal Data (Privacy) Ordinance compliance status of the Bank and advise on relevant matter from compliance perspective
  • Ensure all insourcing and outsourcing arrangements of the Bank are in full compliance with applicable regulatory requirements
  • Review and advise on Volcker Rule compliance related matters
  • Take lead to ensure the Bank’s compliance with FATCA and CRS related requirements
  • Formulate and deliver compliance training
  • Review and report potential material non-compliance incident to regulators
  • Handle compliance related queries from regulators and auditors
  • Prepare regular and ad hoc management reporting information
  • Handle ad hoc projects assigned by senior management


  • Degree holder in Business Administration, Risk Management, Law or related disciplines
  • Minimum 15 years of banking industry with compliance or related experience
  • Proficient with banking operations and have solid knowledge of traditional banking and Investment & Insurance products
  • Conversant with regulatory requirements such as SFO, Banking Ordinance, HKMA circulars and etc.
  • Responsible, detailed-mind, well-organized with good communication skills

Attractive remuneration package will be offered to the right candidates. Interested parties please click "Apply Now" to submit your full resume with current and expected salary to the Human Resources Division.

Please visit us at for more information about our Bank.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected from the applicants will be retained for no longer than two years from the date of rejection during which the applicants may be considered for other suitable positions within the bank.

More job information
  • 5-day week
  • 13-month pay
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Insurance plan
  • Medical plan
  • Paid overtime
Job Function
  • North Point
Work Model
  • On-site / At the workplace
Employment Term
  • Permanent
  • Full-time
  • 15 years - 20 years or above
Career Level
  • Senior management level
  • Degree