comScoreTag Job - Head of Legal & Compliance, SinoPac Asset Management (Asia) Limited
SinoPac Asset Management (Asia) Limited

SinoPac Holdings is a reputable international financial services group, providing a wide range of banking, asset management, financial advisory and broker-dealer services.

SinoPac Asset Management (Asia) limited (the Company) is the dedicated Asset Management company of SinoPac Holdings in Hong Kong. It is SFC licensed for type 1, 4 and 9 regulated activities.

Head of Legal & Compliance

Job Ref.HLC2017


  • Handle day-to-day legal and compliance duties arising from the company’s daily operations
  • Prepare and review legal documents prepared/received by the company
  • Prepare fund documentations and service provider agreements for the company
  • Engage and coordinate external Counsels for outsourced legal work
  • Review, update and/or establish compliance policy and any policies and manual as required by the internal and external policy and regulations
  • Respond to enquiries from local and overseas regulators
  • Monitor changes in regulatory and compliance requirements in relevant jurisdictions
  • Provide company secretary supports (private limited company) including reporting to Companies Registry about any change of the company’s structure and key personnel, preparing board minutes, arranging annual meeting and providing professional advices in comply with Companies Ordinances


  • Degree holder in laws or related disciplines, with over at least 5 years relevant experience gained from finance field, preferably asset management and securities industry
  • Good knowledge of Hong Kong regulatory regime, familiar with relevant codes and rules, experienced in dealing with regulators
  • Familiar with Type 1,4,9 regulated activities, good knowledgeable in SFC authorized funds and private placement investment funds
  • Excellent organizational skills and able to handle large volume of paperwork
  • Reliable with high integrity and responsibility, strong commercial sense and meticulous with good inter-personal skill
  • Good reports writing skills and strong communication skills
  • Proficient in written and spoken English and Chinese(Mandarin and Cantonese) 

A competitive remuneration package will be offered. Please send your detailed resume, including present and expected salary as well as availability date, to Human Resources Department, SinoPac Asset Management (Asia) Limited, Suite 816, 8/F., CITIC Tower, 1 Tim Mei Avenue, Hong Kong, or by clicking  ''APPLY NOW''.

All personal data collected will be used for recruitment purpose only and will be kept strictly confidential. Only short-listed candidates will be notified.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

Apply Now
Job Ref No.
HLC2017 (CT3112279-01#4008)
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  • 5-day week
  • 13-month pay
  • Dental plan
  • Discretionary bonus
  • Medical plan
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