Job ref no.: CT3123075-01#6405

Head of Operations / Settlement - Brokerage & DCM

Arch Partners Limited

  • 5-day week


An international firm is looking for an Operations Director / Operations Manager experience in setting up backoffice for a full service financial firm, initially focusing on DCM.


Operations Director



This role reports directly to a local Head of Hong Kong, and support him in setting up a full backoffice. Initial business will be in the DCM space, but will expand to cover full brokerage and asset management operations. 

Candidates with SFC R.O. 1,4, 9 qualifications can be considered for more senior roles. 

Candidates should also have prior experience in the DCM market. 

Candidates should have good communication skills in English, Mandarin & Cantonese. 



  • Report to the Head of Hong Kong
  • Setup back office systems and procedures for the DCM department
  • Setup back office systems and procedures to support equities brokerage
  • Recruit and Train a team to ensure the smooth day to day running of a full service brokerage firm
  • Act as the key contact point  within various local and overseas stakeholders including business users, IT department,risk, legal and compliance to ensure the smooth running of HK office.
  • Assist in ad hoc projects as required.



  • Relevant educational background 
  • Proven DCM experience
    • New Setup experience is HIGHLY advantageous. 
  • Sound knowledge and hands on working experience in dealing with SFC Type 1 regulatory and reporting requirements. 
  • Proven project management skills
  • Strong communication skills in English, Cantonese & Mandarin
  • Initiative, positive and good teamwork player.
  • Able to work independently and under pressure.


Application Process

  • Interested candidates are encouraged to email c.v.s by clicking Apply Now
  • Relevant applications will be shortlisted, and contacted by phone.
  • Shortlisted applicants may be provided with free c.v. tailoring service as part of the recruitment process
  • Applicant’s personal information will NOT be shared with third parties without their explicit approval.
  • Applicants may inquire as to application status by calling +852 28711060 after c.v. submission.


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More job information
Job ref no. CT3123075-01#6405
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 8 years - 13 years
Career Level
  • Senior management level
  • Degree