Job ref no.: 0000C3FI

Head of Regulatory Response and Oversight, Asia Pacific - Markets Operations


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If you’re looking to unlock new job opportunities, take a look at the possibilities right on your doorstep here at HSBC.

Markets Operations is responsible for driving every part of the trade lifecycle post execution. Its global teams manage settlement activity, risk and control, while ensuring the delivery of regulatory compliance and seamless operational client service across 60 countries.

We are currently seeking a high caliber professional to join our team as Head of Regulatory Response and Oversight, Asia Pacific.

In this role, you will

  • Support the trade and transaction reporting function to react to regulatory change and new reporting requirements
  • Accountable for delivery of new and revised trade and transaction reporting regulations across the APAC region
  • Maintain and manage communication with business stakeholders and resolving conflicting stakeholder priorities
  • Responsible for delivering value to the business, engaging with the stakeholders to ensure the team is building the correct product
  • Responsible for the product vision of what is to be built, and conveys that vision to the agile software development team
  • Day to day leadership and direction across stakeholders to drive forward the successful design and implementation of the function
  • Ensure the teams align with the strategic direction of Front office, Operational, Business, Compliance, Audit, Technology and other key stakeholders and infrastructure partners
  • Build effective stakeholder relationships, working collaboratively to deliver a successful function, in particular focus should be on the senior business leads or COO’s
  • Drive the delivery of the Target Operating Model and implementation and lead in the design, documentation and roll out of the reporting and controls
  • Drive the implementation of the functional Control Framework, incorporating IT or Business Controls, Change Management, Assurance Testing, Issue and Escalation Management and Governance and Control Oversight

To be successful in this role, you should meet the following requirements

  • ​Degree in any related disciplines
  • Strong experience of Regulatory reporting, Compliance, Risk and Control and Data management, plus associated Operational Controls
  • Experience in driving and sponsoring complex change initiatives, being a product Owner and delivering in an Agile environment
  • Ability to work collaboratively with multiple stakeholders to drive through significant change in aggressive timelines
  • Active engagement in the industry in relation to new technologies and Regulation
  • Strong in communication and influencing skills

For further details and application information please visit our career site, search under reference number 0000C3FI

You’ll achieve more when you join HSBC.

Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited

More job information
Job ref no. 0000C3FI (CT3113706-01#1097)
  • N/A
Job Function
Employment Term
  • Full-time
  • 6 years - 7 years
Career Level
  • Senior management level
  • Degree