Job ref no.: CT3114386-01#4535

Head of Settlement (Futures & Securities)

Global Executive Consultants

Global Executive Consultants -Hong Kong

Our client, a Chinese based SFC-licensed Securities Brokerage Firm (Holding of Type 1 and 4) is now urgently looking for a high calibre candidate to join their company to support their rapid business growth and expansion.

Job Duties

  • Lead a team of settlement staff and manage daily settlement operations for Hong Kong and Global markets.
  • Develop operations and settlement policies and procedures.
  • Ensure daily operations are in compliance with Company's standard and SFC regulatory requirements.
  • Prepare settlement reports.
  • Monitor and follow up on daily stock holding reconciliation and client trust money account reconciliation.
  • Handle daily corporate action.
  • Check and resolve unmatched and failed trades.
  • Participate in process improvement and system UAT.

Job Requirements

  • University or above.
  • With min. 10 years of settlement experience in which at least 3 years of experience in managerial level in Securities firm.
  • Familiar with Global Futures, HK and Global stock market.
  • Sounds knowledge in local regulatory and compliance guidelines.
  • Well-versed in MS Office and Chinese Word Processing.
  • Immediate availability is highly preferred.

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More job information
Job ref no. CT3114386-01#4535
  • N/A
Job Function
Employment Term
  • Full-time
  • 10 years - 15 years
Career Level
  • Senior management level
  • Degree