Job ref no.: CT3114387-01#6305

Head of Wealth Management Department

AMAC Human Resources Consultants

Head of Wealth Management Department (Buy side / Sell side)

  • University graduate in Finance or related disciplines, with

professional qualification of CFP or CFA is an advantage

  • Qualified under SFO for handling Regulated Activities Type 1 & 4
  • Minimum 8 years of managerial experience with solid exposure and

comprehensive knowledge in developing wealth management products

  • Well versed in SFO and other governing regulations
  • Good communication, interpersonal and analytical skills
  • Strong self-motivation with ability to work under pressure
  • Proficiency in both spoken and written English and Chinese

Job Duties:

  • Manage the Wealth Management Department and be responsible for the

overall management of the business

  • Oversee the product development process for investment and wealth

management products, dealing and settlement process / activities for

investment products; system development and enhancement process of the

wealth management system

  • Supervise the efficient and effective operation of control functions

and compliance with applicable law, regulations and the Bank's


  • Develop strategic plan and implement practical business plan with

sales channel to drive investment products and services

  • Initiate products and services enhancement to cope with changing

market demand

  • Formulate and implement business promotion campaigns
  • Responsible for prudent risk and control framework that allows

effectiveness of controls to be assessed and enhanced, particularly

this involves containing risk to acceptable levels and optimizing

relationships with regulators

  • Ensure the delegated responsibilities are clearly identified within

job descriptions and agreements with third parties and there is

appropriate oversight of such delegations

  • Liaise with regulators and auditors


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More job information
Job ref no. CT3114387-01#6305
  • N/A
Job Function
Employment Term
  • Full-time
  • 8 years - 13 years
Career Level
  • Middle management level
  • Degree