Job ref no.: CT3128109-01#0032
The Core Securities Company Limited

HK Legal Counsel - Capital Market

The Core Securities Company Limited

We are looking for an excellent HK Legal Counsel to add value to and be the “backbone" of our business. You will ensure that the company operates within the framework of the law at all times, offer advice on legal issues, and facilitate in the development of business strategies. The successful candidate will be able to ensure legal compliance and limit risk exposure. You will report directly to General Counsel of our affiliate group.

Attractive remuneration package will be offered to eligible candidates.

Secondment opportunities will be offered to qualified employees to our offices in Silicon Valley, Taipei, Beijing and/or Shanghai.


  • Look after the legal compliance aspect of the company’s business, focusing on capital markets aspects and deal with legal issues in connection therewith
  • Draft, review and comment on legal documents
  • Ensure the business practices and transactions are within the framework of the law
  • Respond to complaints on and investigate alleged violations of rules, policies and procedures by evaluating or recommending investigative procedures.
  • Develop and oversee standard of conduct for handling such violations
  • Provide advisory service to management on business-related issues and recommend possible solutions to issues and problems
  • Assist in maintaining and updating policies and procedures
  • Keep abreast of legislative changes and update legal documents in light of the legislative changes
  • Liaise with external counsels to manage access to specialized legal services
  • Handle various company secretarial matters and supervise external secretarial companies
  • Legal documentation filing, registration and record keeping 


  • A qualified Hong Kong lawyer with 3 to 7 years practical experience in the financial services industry and/or capital market industry
  • Degree holder of relevant qualifications
  • Excellent analytical skills, with the ability to understand complex issues
  • Ability to give practical, well-reasoned and well-researched written legal advice
  • Excellent command of both spoken and written Chinese and English
  • Proven legal counseling experience in a business environment
  • Overall broad legal knowledge (corporate, capital market, banking, litigations, labor law, etc)
  • Ability to independently develop legal strategies and objectives
  • High degree of professional ethics and integrity
  • First class interpersonal and communication skills
  • Ability to anticipate legal issues or risks and to “see around the corner"
  • Knowledge of US and PRC securities laws is an advantage

Benefits & Others

  • Five-day work week
  • Medical & Dental Insurance
  • Performance Bonus

Please send your resume, complete with expected salary to us by clicking Apply Now.

Personal data collected will be used for recruitment purposes only. 

More job information
Job ref no. CT3128109-01#0032
Job Function
  • Central
Employment Term
  • Full-time
  • 3 years - 7 years
Career Level
  • Middle management level
  • Degree
  • 5-day week
  • Discretionary bonus
  • Medical plan