Job ref no.: R06092018 (CT3115733-01#0140)
Bright Smart Securities International (H.K.) Ltd.

Internal Audit Manager

Bright Smart Securities International (H.K.) Ltd.

  • 5-day week
  • Discretionary bonus
  • Insurance plan
  • Medical plan


  • Responsible for the overall planning and execution of the internal audit process;
  • Perform audit checking in accordance with regulations and guidelines relating to AML / KYC, and Code of Conduct for Licensed Persons, and operating procedures;
  • Identify internal control weakness and risk exposure;
  • Report audit findings and issues to senior management with recommendation of remedial actions;
  • Follow-up to ensure remedial recommendations are implemented, and outcome is satisfactory;
  • Undertake ad hoc duties as assigned by Department Head of Audit Department.



  • Degree holder in Finance, Accounting, Law or related disciplines;
  • Minimum 5 years' relevant experience in financial industry, securities firm or banking;
  • Good knowledge in SFC regulations will be an asset;
  • Good command of both spoken and written English, Chinese and Mandarin;
  • Strong understanding of control and risk management concepts;
  • Independent, self-starter with strong analytical and problem solving skills;
  • Proficiency with MS Office and Chinese Word Processing.


Staff Benefits:

  • Meal Allowance
  • Attendance Bonus
  • 5 Days Work + Bank Holidays
  • Competitive remuneration package
  • Annual Leave: 12 days or above
  • Discretionary Bonus
  • Medical & Life Insurance


To Apply

Interested party, please submit your detailed resume with expected salary by clicking Apply Now or fax to: 2530 2218.

All information collected will be used for recruitment purpose only. Kindly note that only shortlisted candidates will be notified.

Welcome to visit our website: for more information.

More job information
Job ref no. R06092018 (CT3115733-01#0140)
  • N/A
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 5 years
Career Level
  • Senior management level
  • Degree