Job ref no.: CT3124243-01#8633

Internal Audit Manager

Futu Securities International (Hong Kong) Limited

  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Medical plan


  • C arry out audit to access the effectiveness of the internal controls and compliance frameworks on various business activities and initiatives
  • Provide advice on internal controls and procedures and enhance audit process and proficiency through implementing audit standards, methodologies, and techniques
  • Oversee the internal and external audit processes and liaise with external auditors and relevant regulatory authorities
  • Prepare and develop for annual audit plan
  • Handle ad hoc projects as required  

Requirement Qualification:

  • Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
  • 5+ years of relevant experience in brokerage firms or financial institutions, with IT audit experience is an advantage
  • Good understanding of SFC codes and regulatory requirements of securities brokerage and fund distribution
  • Qualification of Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA) Certified Information Systems Security Professional (CISSP) is a plus
  • Responsible, hardworking and well-organized
  • A team player with strong communication and analytical skills as well as high degree of professional maturity
  • Able to work independently
  • Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus  
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More job information
Job ref no. CT3124243-01#8633
Job Function
  • Admiralty
Employment Term
  • Full-time
  • 5 years
Career Level
  • Middle management level
  • Degree