1. To conduct (lead or participate) and report on audit assignments and/or special reviews for Asset Gathering business lines in the region (i.e. Wealth Management, Asset Management, Insurance, Retail Brokerage and Securities Services):
2. Validate for closure the implementation of recommendations issued by the function.
3. Assist in conducting audit risk assessments and periodic reporting to management and/or Head Office.
4. Support to deliver the annual audit plan and any ad-hoc requests from management, regulators or HO.
Essential Technical Knowledge/Skills
Qualifications and Experience
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