Job ref no.: CT3114387-01#9575

Internal Auditor _ Asset Gathering activities

BNP Paribas

Main Objectives and Purpose

1. To conduct (lead or participate) and report on audit assignments and/or special reviews for Asset Gathering business lines in the region (i.e. Wealth Management, Asset Management, Insurance, Retail Brokerage and Securities Services):

  • To plan assignment scope and develop audit methodology for review and clearance.
  • To lead, coordinate, manage and execute audit assignments within a pre-defined timeframe.
  • To report and discuss issues with auditees and provide value-added recommendations.

2. Validate for closure the implementation of recommendations issued by the function.

3. Assist in conducting audit risk assessments and periodic reporting to management and/or Head Office.

4. Support to deliver the annual audit plan and any ad-hoc requests from management, regulators or HO.

Essential Technical Knowledge/Skills

  • Good business knowledge on at least one of the Asset Gathering businesses
  • Knowledge on risk management, regulations and compliance matters specific to at least one of the Asset Gathering businesses and products
  • Effective communication skills. Good written and spoken English. Mandarin speaker is a plus.
  • Autonomous and self-motivated
  • Willing to travel (within the region, around 30% travelling)

Qualifications and Experience

  • University degree required. Other qualification such as Master degree, CA/CPA, CIA, CFSA, or CISA is a plus
  • 5 years of experience and more
  • Banking sector experience, ideally on Securities Services or Asset Management or WM or Insurance


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More job information
Job ref no. CT3114387-01#9575
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 5 years - 10 years
Career Level
  • Non-management level
  • Degree