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Job ref no.: CT3114388-01#6300

Internal Control Manager (Wealth Management)

Prime Search

Location: Hong Kong
Industry: Private Banking
Categories: Compliance

Responsibilities:

  • Review KYC profiles and approve client account opening documentation according to AML guidelines
  • Conduct periodic evaluation of client investment transactions and investigate suspicious transactions
  • Formulate, review and enhance wealth management product flow guidelines and policies
  • Promote overall compliance and risk management awareness in the bank, and keep abreast of developments in applicable laws and standards
  • Ensure activities adhere to external regulatory requirements and internal guidelines
  • Assist in building up the wealth management system and participate in UAT
  • Participate in ad-hoc projects whenever necessary

Requirements:

  • Degree holder
  • Minimum 10 years of relevant experience in internal control / AML / risk management or compliance, preferably gained in Retail Banking or Private Wealth Management. Additional experience in KYC, account opening approval, or product control would be a plus
  • Familiar with wealth management product flow
  • Experience in project management an advantage
  • Analytical with good communication and interpersonal skills
  • Fluent in English and Cantonese. Conversational Putonghua

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More job information
Job ref no. CT3114388-01#6300
Salary
  • N/A
Job Function
Industry
Employment Term
  • Permanent
  • Full-time
Experience
  • 10 years - 15 years
Career Level
  • Middle management level
Education
  • Degree