Job ref no.: 22555

Investment Compliance Manager

Global Executive Consultants

Our client, a Leading Bank, is looking for high-caliber person to fill the position.

Job Duties

  • Advise on Compliance matters arising from day-to-day operations including investment products / treasury products / treasury operations.
  • Review and approve interpretation and recommendation on existing and new regulatory / product prospectus including Wealth Management, Investment Products, Treasury Products, Structure Products, FX, Funds, Bonds interest rate and fixed income products etc to ensure they comply with the internal policies and the regulatory requirements.
  • Develop, modify and execute compliance monitoring programs and ensure that they are in accordance with local regulatory framework as well as the firm’s policies and procedures.

Job Requirements

  • University degree holder.
  • Compliance Experience in Wealth Management / Investment / Treasury / Treasury Operations with exposure in Banking Sector / Regulatory Authorities.
  • Familiar with financial market products and treasury products will be an advantage.
  • A Mature, detail-minded and confident team player with initiative and able to work independently.
  • Able to exercise judgment, work under pressure and liaise effectively with the business and supporting units.
  • Excellent command of both spoken and written English and Chinese including Putonghua.

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More job information
Job ref no. 22555 (CT3117352-01#7138)
  • N/A
Job Function
Employment Term
  • Full-time
  • 3 years - 8 years
Career Level
  • Middle management level
  • Degree