Job ref no.: 21268859 (CT3130117-01#0403)

Issuer Services, Securities Derivatives Senior Supervisor, AVP (Risk and Control)



  • Establish the compliance and control framework for the department
  • Keep abreast of the Global/ Regional/ Country control strategies and policies and devise plans to execute within the department
  • Accountable for the operational safety and soundness within the department
  • Work closely with control counterparts to align control system requests and updates
  • Partner with various processing teams in the department and business partners to ensure safety and soundness in daily operations
  • Implement an auditable prevention control through ORI, MCA, Near Miss and iCAP
  • Provide control and safety advise on new product rollout
  • In charge of the audit review and accountable for the result
  • Devise strategic plans and oversight O&T/ control related projects

Minimum Education

  • University graduate

Minimum Experience

  • At least 7 year control experience in operations

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required. 

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More job information
Job ref no. 21268859 (CT3130117-01#0403)
Job Function
Employment Term
  • Full-time
  • 7 years - 12 years
Career Level
  • Senior management level
  • Degree