Job ref no.: 4008799/001_1531274237

Junior Compliance Officer

Page Personnel

  • 5-day week

Our client is now recruiting a junior compliance analyst to support their daily compliance duties and assist in SFC licensing process.

Client Details

Our client is a renowned Asian-based securities with strong client base. They provide extensive financial products and services to clients including financial companies and professional investors.


- Communicate with clients to assist in handling SFC licensing applications for internal staff

- Maintain high professionalism to continuously comply with SFC regulations

- Examine request of gift and entertainment

- Able to handle the staff controlling issues

- Ensure overseas offices sticking with SFC licensing requirements


- Bachelor degree holder preferably in law or finance disciplines- 1 year experience in compliance; experience as paralegal is highly preferred

- Excellent communication and writing in English and Chinese

- Strong interpersonal skills and proactive

- Good team player and able to work independently with detailed-mind

-Fresh legal background graduate with relevant intern experience would also be considered

Job Offer

Our clients is able to offer competitive salary for the right candidate.

Please email your CV along with your current and expected salary .

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Ellen Fung on +852 3602 2447.

More job information
Job ref no. 4008799/001_1531274237 (CT3115664-01#1421)
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 0 year
Career Level
  • Entry level
  • Degree