Job ref no.: CT3119652-01#0598

KYC Officer(Private Banking)

Robert Walters

Job Overview: The KYC Officer is expected to perform timely KYC reviews for completeness and compliance within KYC and CDD requirements. This is a contract position with vision to extend/ convert into permanent.

Key Responsibilities:

  • Perform KYC review (Source of Wealth/Fund review) for new account opening, review Account Opening Document for completeness and compliance with KYC, CDD requirements and by ensuring that the necessary approvals have been obtained prior to passing for processing by Operations.
  • Report any CDD exceptions identified to Compliance and Department Head and escalate in accordance with established procedures.
  • Being focal point to consolidate the AOD and CDD commentary for new AOD to Front Office.
  • Conduct and coordinate Periodic Review (PR) on SDD and EDD cases and follow up on exceptional items until resolution and complete it within the defined period.
  • Assist Department Head in ad hoc projects from time to time.

Key Skills:

  • Good communication in English and Chinese is a must (both written and spoken)
  • Year of experience in the PB KYC/AML: 1 year +
  • Flexible attitude to work and ability to think outside the box
  • Experience working on workflow based systems or within a service level based environment
  • Ability to understand risk and compliance obligations

Company Overview:

Our client is a leading financial institution within the Asia Pacific region

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More job information
Job ref no. CT3119652-01#0598
  • N/A
Job Function
Employment Term
  • Full-time
  • 1 year - 6 years
Career Level
  • Non-management level
  • Degree