Job ref no.: CT3118690-01#0497

KYC Specialist Business Risk -Wealth Management/Private Banking $30K-50K

Asia Progress Executive Limited

Our client is reputable Private Banking /Wealth Management To cope with the rapid business expansion, they are now inviting high caliber candidates to join the team


KYC Specialist, Business Risk  -Wealth Management/Private Banking 



Position Purpose

  • The KYC Specialist will be part of the KYC Handling Team in Hong Kong, which is part of Wealth Management - Business & Risk Management.
  • KYC Handling Team is considered to be a key actor of the KYC framework by supporting the Front Office during Account Review & Account Opening processes 


Key Responsibilities

  • Act as a KYC quality control gate keeper to conduct accurate and timely KYC reviews
  • To establish for each file to be reviewed a “deficiency list" covering both documentation and account profile, and to share this list with Front Office
  • Ensure that each item in the deficiency list has been addressed and the file is in order to be submitted to Client Management and Compliance for approval
  • To follow up and support Front Office on subsequent questions from Client Management and Compliance
  • To liaise with Compliance and Client Management to ensure smoothness of the process



 Specific Qualifications Required

  • Bachelor Degree or equivalent (3 years)
  • Candidate with at least 5-8 years of relevant KYC Private Banking working experiences in account opening, KYC or compliance within the Wealth Management business

 Competencies (Technical / Behavioral)

  • Responsible of a timely and high quality processing of review submission
  • Possesses analytical skills with an eye for accuracy and details
  • Able to deal with high volume of requests and significant number of cases
  • Ability to work collaboratively and independently in a fast-paced environment
  • Ability to communicate independently and professionally with FO, CM and Compliance
  • Organization and time management skills
  • Manage interaction with Relationship Manager (RM) and other staff members
  • Team player with good initiative and team spirit
  • Fluent in English and Cantonese(spoken and Written) and Mandarin is an plus



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More job information
Job ref no. CT3118690-01#0497
  • N/A
Job Function
Employment Term
  • Full-time
  • 3 years - 8 years
Career Level
  • Middle management level
  • Degree