Job ref no.: CT3116128-01#4737

Legal and Compliance Senior Manager

Elysian Executive Solution Limited

  • 5-day week
  • Discretionary bonus
  • Medical plan

Our client is a leading Chinese asset management firm with offices in Hong Kong & Shenzhen. Their compliance team is expanding and looking for candidates with solid compliance experience to join them.


-         Handle day-to-day legal and compliance duties arising from the company’s daily operations;

-         Liaise with regulators/authorities such as SFC and handle their correspondences;

-         Prepare and review legal documents prepared/received by the company;

-         Prepare fund documentations and service provider agreements for the company;

-         Compile, review and update the policies and manual in compliance with the regulations and guidelines of the SFO;

-         Monitor changes in regulatory and compliance requirements in relevant jurisdictions;

-         Perform ad hoc duties as assigned


Job Requirements

-         Degree holder in Laws or related disciplines;

-         Minimum of 5 years’ compliance experience in financial institutions, preferably in asset management and securities industry;

-         Good knowledge in listing rules, SFC regulations, other relevant regulatory rules and regulations;

-         Good knowledge in existing rules and regulations of Type 1, 4 & 9;

-         Strong interpersonal & communication skills with an appetite to work within a multicultural group organization;

-         Strong command of both written and spoken English and Chinese (Cantonese and Mandarin);

-         Immediate availability is highly preferred


Interested candidates are invited to email your detailed resume and expected salary by clicking Apply Now.


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More job information
Job ref no. CT3116128-01#4737
  • 35,000 - 45,000 / month
Job Function
  • Central
  • Western District
Employment Term
  • Permanent
  • Full-time
  • 5 years - 10 years
Career Level
  • Senior management level
  • Degree