Job ref no.: CT3126124-01#0889

Legal and Compliance Director- Growing Hedge Fund in Hong Kong (up to HK$1.6M base)

LMA Recruitment

Responsibilities of the role:

  • Managing regulatory compliance with the regulators;
  • Responsible for all legal, compliance, and regulatory matters
  • Advised on all strategic legal and regulatory options for business heads
  • Manage investment compliance and day to day compliance matters of the firm;
  • Perform compliance review and risk assessment to identify gaps;
  • Provide regulatory updates and compliance advice on business initiatives;
  • Liaise with regulators on handling licensing, inquiries and ongoing reporting requirements;
  • Perform compliance review and risk assessment to identify gaps and make recommendation

Requirements of the role:

  • A degree in law/accounting/finance;
  • 12 -15 years of legal and compliance experience gained from established multi strategy hedge fund, asset management or inter dealer brokerage sectors who is keen to enjoy more autonomy and be instrumental in delivering an entire compliance program
  • Strong understanding of the buy side market, with strong regulatory knowledge in SFC regulatory framework
  • Capable of managing both internal and external stakeholders
  • Good spoken and written ability in Chinese as the role requires dealing with Chinese Client

Interested parties please click Apply Now to apply job.

Company Reg. No.: 201131609D: Licence No.: 11C4684 :  EA Reg No: R2196467

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More job information
Job ref no. CT3126124-01#0889
Job Function
Employment Term
  • Permanent
  • Full-time
  • 12 years - 15 years
Career Level
  • Senior management level
  • Degree