Our client is a leading Hong Kong insurance firm looking for a 1-3PQE lawyer to join as a Legal and Compliance Manager with unlimited opportunities to develop and succeed within a flexible and supportive environment; responsible for misconduct and breach investigations.
l Providing recommended disciplinary actions.
l Advice on the future compliance of the company
l Provide professional advice on intermediaries conduct (regulatory/enforcement proceedings).
l Review correspondence with regulators on matters relevant to Distribution Operation.
l Serve as a liaison with regulators or law enforcement agencies as required.
l Assist in various compliance reporting.
l Assist in the administration and/or to participate in committees relevant to conduct related matters.
l Assist in company projects and initiatives as required.
l Minimum 1 -3 PQE
l Experience handling investigations by regulatory bodies (e.g. SFC).
l Well-versed skills in laws and regulations in the insurance and pension industry
l Communicate effectively with business partners and regulators.
l Excellent analytical skills and logical thinking.
l Fluent in both written and spoken English and Chinese.
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Eximius was founded in 2008 to supply expert talent to the financial services, corporate services and legal sectors. Our approach has allowed us to enjoy superior market performance since inception.
Today we are an established specialist search and selection firm, supporting an enviable client list across the globe. We operate from our offices in the UK and Hong Kong, enabling global mobilisation for our clients and candidates.