Job ref no.: CT3119080-01#3405

Legal and Compliance Manager

Eximius Hong Kong Limited

  • Dental plan
  • Discretionary bonus
  • Insurance plan
  • Medical plan

Our client is a leading Hong Kong insurance firm looking for a 1-3PQE lawyer to join as a Legal and Compliance Manager with unlimited opportunities to develop and succeed within a flexible and supportive environment; responsible for misconduct and breach investigations.


Job Description

l   Providing recommended disciplinary actions.

l   Advice on the future compliance of the company

l   Provide professional advice on intermediaries conduct (regulatory/enforcement proceedings).

l   Review correspondence with regulators on matters relevant to Distribution Operation.

l   Serve as a liaison with regulators or law enforcement agencies as required.  

l   Assist in various compliance reporting.

l   Assist in the administration and/or to participate in committees relevant to conduct related matters.

l   Assist in company projects and initiatives as required.



l   Minimum 1 -3 PQE

l   Experience handling investigations by regulatory bodies (e.g. SFC).    

l   Well-versed skills in laws and regulations in the insurance and pension industry

l   Communicate effectively with business partners and regulators.



l   Excellent analytical skills and logical thinking.

l   Fluent in both written and spoken English and Chinese.

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More job information
Job ref no. CT3119080-01#3405
  • N/A
Job Function
  • Kwun Tong
Employment Term
  • Full-time
  • 1 year
Career Level
  • Middle management level
  • N/A