Job ref no.: CT3116513-01#1468

Legal and Compliance Officer

AMAC Human Resources Consultants

Negotiable Per Month

Legal and Compliance Officer
  • Degree holder in Law, Accounting, Business Administration or other related disciplines
  • 2 years' relevant experience
  • Familiar with securities laws and regulations, SFC rules and regulations, Exchange Rules, Listing Rules and Companies Ordinance
  • Good command in both spoken and written English and Chinese (including Mandarin)
  • No experience will be also be considered

Job Duties:
  • Report to Legal & Compliance Manager and Head of Legal & Compliance
  • Provide compliance advice and solution to management and departments
  • Develop, draft and review a broad range of business contracts agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholdersresolutions and other documentations
  • Formulate and review general compliance manual, AML and other internal policies and procedures
  • Keep abreast on regulatory developments and advise management and departments accordingly
  • Monitor the Company's operation and employee dealing, and perform compliance checking to ensure compliance with rules and regulations and internal policies and procedures
  • Handle head office's enquiry and reporting requirements and prepare ad hoc reports at the request of management
  • Coordinate with other departments on legal, compliance and company secretarial matters
  • Liaise with government bodies and handle regulators' enquiry notification requirement, reporting, inspection and investigation
  • Work with external lawyers and other professional advisers and deal with auditors
  • Provide in-house training on rules and regulations and promote compliance awareness in the Company
  • Handle and maintain licence applications, client complaints, CPT records etc
  • Perform ad-hoc assignments

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More job information
Job ref no. CT3116513-01#1468
  • N/A
Job Function
  • 2 years - 7 years
Career Level
  • Entry level
  • Degree