Job ref no.: CT3116513-01#9027

Legal & Compliance Manager / Assistant Manager

AMAC Human Resources Consultants


Negotiable Per Month
Legal & Compliance Manager / Assistant Manager

  • Degree holder in Law, Accounting, Business or a related discipline
  • Min 3 years relevant experience within a law firm or financial
institution; relevant experience in asset management and hedge funds
is desirable
  • Independent and good team player
  • Strong knowledge of prevailing financial service regulatory
  • Excellent command of spoken and written English and Mandarin

Job Duties:
  • Reporting to General Counsel & Chief Compliance Officer, the candidate
will have responsibility for the following areas
  • Prepare and review legal agreements, fund offering documentation and
important regulations
  • Coordinate and negotiate with external law firms & lawyers to deal
with relevant legal affairs
  • Handle general and investment compliance related matters, ensure the
business adheres to relevant legal and regulatory requirements
  • Provide professional advice to senior management on statutory
compliance, practical matters and identify any associated business
risks and liabilities.
  • Perform periodic compliance monitoring and reviews on business
activities, ensure the operational flow of the Company conforms to
internal requirements and external regulations
  • Perform and co-ordinate compliance controls by working closely with
the Risk Management, Fund Operations and Investment teams
  • Provide relevant compliance training on various subject matters
  • Assist the business on various other matters, including but not
limited to SFC inquiries, SFC license applications and CPT monitoring

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More job information
Job ref no. CT3116513-01#9027
  • N/A
Job Function
  • 2 years - 7 years
Career Level
  • Middle management level
  • Degree