Job ref no.: CT3114387-01#8707

Legal & Compliance Officer

Allianz Global Corporate & Specialty

Allianz Global Corporate & Specialty  -Hong Kong


Providing proactive and reactive Compliance support for retail portfolio of AGCS HK


  • Overseeing the Companies’ privacy matters and Allianz Group projects
  • Participating in initiatives, exercises, projects and schemes undertaken by the Company
  • To oversee and manage all compliance related matters of the Company and to provide advice where necessary
  • Acts as an independent review and evaluation body to ensure that compliance Issues/concerns within the organization are being appropriately evaluated, investigated and resolved
  • Developing, maintaining and revising policies and guidelines to ensure the Company is in compliance with all necessary guidelines, regulations and legislation
  • Implement a comprehensive compliance program appropriate for the retail segment of the Company that is in compliance with local guidelines, law, regulations; and Allianz Sales Compliance policies/guidelines
  • Oversee the sales compliance practices of the distribution channels to detect and address any mis-selling, misrepresentation, misconduct and unethical behaviour concerns, including performing comprehensive investigation, documenting investigation results and recommendation for reporting
  • To execute an Anti-Corruption compliance programme at the Company that is in compliant with the internal Anti-Corruption Policy requirements
  • Responsible in Anti-Money Laundering/Counter Terrorism (AML/CFT) Financing programme at the Company, which includes AML/CFT activities of performing due diligence, detecting, reporting, monitoring, training, risk assessment, AML/CFT quality assurance and sanction list screening; as appropriate and/or required
  • Implement an effective Economic Sanction Programme at Company based on the requirements of Allianz Group Compliance Economic Sanction Policies and Standards;
  • Any other duties as may be assigned by Management
  • Keeping abreast of industry developments and emerging trends, the introduction of new products/services, as well as their implications from a regulatory / compliance perspective.


  • 3-5 years of Compliance experience in retail insurers operating the Hong Kong Market. Having a legal background and relevant legal experience of 2-3 years PQE
  • Experience with local regulatory requirements Strong analytical problem solving and communication skills
  • Proven team player and ability to work independently, establish and maintain working relationships with colleagues from different backgrounds, functions and cultures


Note to Recruitment Agencies 

In sourcing for candidates, Allianz works only with selected recruitment agencies expressly engaged under written agreements and specifically mandated for particular roles by the Allianz HR team. Allianz shall not pay or be obliged or liable to pay any recruitment fees of any kind to any recruitment agency

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Allianz is the home for those who dare – a supportive place where you can take the initiative to grow and to actively strengthen our global leadership position. By truly caring about people – both its 85 million private and corporate customers and more than 142,000 employees – Allianz fosters a culture where its employees are empowered to collaborate, perform, embrace trends and challenge the industry. Our main ambition is to be our customers’ trusted partner, instilling them with the confidence to grow. If you dare, join us at Allianz Group.

Allianz is an equal opportunity employer. Everybody is welcome, regardless of gender, age, origin, nationality, race or ethnicity, religion, disability, or sexual orientation.

Allianz Global Corporate & Specialty (AGCS) is the Allianz Group's dedicated carrier for corporate and specialty insurance business. AGCS provides insurance and risk consultancy across the whole spectrum of specialty, alternative risk transfer and corporate business: Marine, Aviation (incl. Space), Energy, Engineering, Entertainment, Financial Lines (incl. D&O), Liability, Mid-Corporate and Property insurance (incl. International Insurance Programs).

Worldwide, AGCS operates in 30 countries with own units and in over 210 countries and territories through the Allianz Group network and partners. In 2016, it employed around 5,000 people and provided insurance solutions to more than three quarters of the 'Fortune Global 500' companies, writing a total of €7.6 billion gross premium worldwide.

AGCS SE is rated AA by Standard & Poor’s and A+ by A.M. Best.

More information about careers at Allianz Global Corporate Specialty can be found at  

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More job information
Job ref no. CT3114387-01#8707
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 3 years - 5 years
Career Level
  • Non-management level
  • Degree