Job ref no.: CT3116513-01#1855

Legal Compliance

AMAC Human Resources Consultants


-

Negotiable Per Month
Legal Compliance

  • Degree holder in Laws or related disciplines
  • Minimum 3 years of legal experience gained from sizable financial
institutions
  • Familiar with SFC regulations and other relevant legal and regulatory
requirements
  • Excellent written and verbal command of English and Chinese, fluency
in Putonghua
  • Strong organizational skills, good presentation and report writing
skills
  • Reliable with high integrity and responsibility, strong commercial
sense and meticulous with good inter-personal skill
  • Experienced candidates will be considered as Senior level

Job Duties :
  • Responsible for fine-tuning, updating and implementing compliance
policies and procedures for the Company
  • Review placement/IPO document and provide comments
  • Monitoring the daily business and trading activities to ensure
compliance with internal policies, control procedures and external
regulations
  • Maintaining the compliance documentation
  • Provide compliance advice and support to management and business units
of the Company
  • Monitor local regulatory developments and coordinate with regulatory
bodies such as SFC
  • Supervise staff on staff dealing activities and code of ethics
  • Handle license applications, regular reporting and regulatory surveys/
enquiries
  • Carryout AML compliance reviews and analysis, including continuous
monitoring of transaction from an AML perspective and conducting deep
dives on suspicious activity and reporting to senior management in a
timely manner
  • Perform regular review and checking of agreements and documents on
compliance and legal level
  • Prepare monthly compliance reports
  • Provide compliance training on related policies and procedures, and
promote awareness of compliance culture
  • Perform other duties as assigned
Ref.A-51166
 
Interested parties please click Apply Now to submit your application.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3116513-01#1855
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 3 years - 8 years
Career Level
  • Non-management level
Education
  • Degree