Job ref no.: Legal Manager / Officer (SFC Licensed Corp) (CT3130439-01#0009)
uSMART Securities Limited

Legal Manager / Officer (SFC Licensed Corp)

uSMART Securities Limited

Job Responsibilities: 

  • Solid experiences in drafting, negotiating and reviewing the marketing materials, agreements, commercial contracts and liaise with external legal counsel if necessary;
  • Closely monitor regulatory rules updates and new legal requirements;
  • Provide regulatory guidance and legal advisory support to the business and private funds;
  • Any other legal and compliance related ad hoc assignments as required 


 Job Requirements: 

  • Degree holder in Law, Finance or related disciplines;
  • 2-3 years relevant experiences, preferably in asset management or funds related work in an in-house legal role,
  • Legal and compliance experience in financial industry (SFC Type 1,4 9) preferred, but not a must;
  • Familiar with Company Ordinances, SFO and SFC rules and regulations;
  • Good knowledge in financial products and commercial practices in SFC regulated activities;
  • Excellent command of written and spoken English and Chinese
  • Candidate with more experience will be considered as Legal Manager 


We offer attractive remuneration package to the right candidates. Interested parties please send your current and expected salary by email.

Data collected will be used for recruitment purpose only.

More job information
Job ref no. Legal Manager / Officer (SFC Licensed Corp) (CT3130439-01#0009)
Job Function
  • 3 years - 5 years
Career Level
  • Middle management level
  • Degree