Job ref no.: CT/M/AM/IS/170630

Manager / Assistant Manager - Intermediaries Supervision, Intermediaries (Ref: /M/AM/IS/170630)

Securities and Futures Commission

Employer Ref: /M/AM/IS/170630

 

We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department.

The Department is responsible for supervising intermediaries engaged in a wide spectrum of activities, including investment banks, securities/ futures brokers, advisers, fund managers and credit rating agencies.

Our supervisory role is essential in upholding industry standards and enhancing investor protection. With a team of dynamic professionals, our work mainly involves:

  • policy setting and issuing codes and guidelines to inform the industry of our expectations;
  • reviewing intermediaries’ financial soundness and compliance with relevant rules and regulations by way of off-site monitoring and on-site inspections;
  • analysing industry and firm-specific data and depicting industry trends; and
  • taking prompt actions against deficiencies and non-compliances identified.

By joining us, you will embark on a challenging and rewarding career and be able to gain valuable insight into the different financial services currently offered in Hong Kong.

To be successful in this role:

  • You should have a university degree and/or professional qualification, i.e. in the area of Accounting / Economics / Finance / IT / Law / CFA / FRM / CISA; and at least 5 years of solid and relevant work experience with sound knowledge of the financial services or related industries (i.e. worked in the front office, performed any risk management, compliance, internal audit or forensic accounting functions, or worked in any local or overseas regulator).
  • You must be assertive and an active team player with strong analytical, interpersonal and communication skills, and be able to work under pressure.
  • Excellent command of spoken and written English and Chinese is required. Proficiency in Putonghua will be an advantage.
  • A strong sense of responsibility and impeccable integrity is essential.

Candidates with less experience may be considered for the position of Assistant Manager.

 

Please quote the reference and apply by 19 October 2018 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
35/F, Cheung Kong Center
2 Queen’s Road Central, HK

For online application, please click Apply Now button or refer to http://www.sfc.hk/web/EN/career/why-the-sfc/join-us-as-an-experienced-professional/current-openings/manager-assistant-manager-intermediaries-supervision-170630.html

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

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More job information
Job ref no. CT/M/AM/IS/170630 (CT3118200-01#0297)
Salary
  • N/A
Job Function
Industry
Location
  • Central
Employment Term
  • Full-time
Experience
  • 5 years - 10 years
Career Level
  • Middle management level
Education
  • Degree