comScoreTag
Job ref no.: CT3114630-01#8425

Manager / Assistant Manager, Legal & Compliance

RHB Hong Kong Limited

Benefits
  • 5-day week
  • Discretionary bonus
  • Medical plan

Responsibilities:

  • Review and update internal control policies and procedures and keep track of regulatory requirements;
  • Undertake regular compliance monitoring reviews;
  • Coordinate and liaise with regulatory authorities on enquiries, reporting, inspection or investigation;
  • Assist in developing and delivering compliance training and reviewing relevant legal documents.

Requirements:

  • Degree in Law, Accounting, Finance or other related discipline with 4 years' relevant experience, preferably in Compliance or Internal Audit;
  • Well-versed with Securities and Futures Ordinance and HKEx regulations;
  • Knowledge of legal, asset management and wealth management businesses is a definite advantage;
  • Good command of spoken & written English & Chinese, with self-initiative, independent and willing to work under pressure.

  To apply, please send your resume including current and expected salary by clicking Apply Now . Personal information provided by applicants will be used for recruitment purposes only and will be treated with strict confidence.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3114630-01#8425
Salary
  • N/A
Job Function
Industry
Location
  • Central
Experience
  • 4 years
Career Level
  • Non-management level
Education
  • Degree