Job ref no.: CT3116513-01#1900

Manager / Assistant Manager - Legal & Compliance

AMAC Human Resources Consultants


-

Negotiable Per Month
Manager / Assistant Manager, Legal & Compliance

  • Degree in Law, Accounting, Finance or other related discipline
  • 4 years' relevant experience, preferably in Compliance or Internal Audit
  • Well-versed with Securities and Futures Ordinance and HKEx regulations
  • Knowledge of legal, asset management and wealth management businesses
is a definite advantage
  • Good command of spoken & written English & Chinese
  • Self-initiative, independent and willing to work under pressure

Job Duties:
  • Review and update internal control policies and procedures and keep
track of regulatory requirements
  • Undertake regular compliance monitoring reviews
  • Coordinate and liaise with regulatory authorities on enquiries
reporting, inspection or investigation
  • Assist in developing and delivering compliance training and reviewing
relevant legal documents
Ref.A-51711
 
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More job information
Job ref no. CT3116513-01#1900
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 4 years
Career Level
  • Non-management level
Education
  • Degree