Job ref no.: CT3116508-01#7208

Manager / Assistant Manager, Legal & Compliance

RHB Hong Kong Limited

Benefits
  • 5-day week
  • Discretionary bonus
  • Medical plan

Responsibilities:

  • Review and update internal control policies and procedures and keep track of regulatory requirements;
  • Undertake regular compliance monitoring reviews;
  • Coordinate and liaise with regulatory authorities on enquiries, reporting, inspection or investigation;
  • Assist in developing and delivering compliance training and reviewing relevant legal documents.

 

 Requirements:

  • Degree in Law, Accounting, Finance or other related discipline with 4 years' relevant experience, preferably in Compliance or Internal Audit;
  • Well-versed with Securities and Futures Ordinance and HKEx regulations;
  • Knowledge of legal, asset management and wealth management businesses is a definite advantage;
  • Good command of spoken & written English & Chinese, with self-initiative, independent and willing to work under pressure.

  

To apply, please send your resume including current and expected salary. Personal information provided by applicants will be used for recruitment purposes only and will be treated with strict confidence.

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More job information
Job ref no. CT3116508-01#7208
Salary
  • N/A
Job Function
Industry
Location
  • Central
Employment Term
  • Permanent
  • Full-time
Experience
  • 4 years - 9 years
Career Level
  • Middle management level
Education
  • Degree