Job ref no.: CT3117255-01#6678

Manager (Internal Control) -Distribution Compliance

Robert Walters

  • Discretionary bonus
  • Medical plan

Salary Bonus, Medical

Location Kowloon


Consultant Jaja Wu

A multinational insurance leader is looking for an experienced compliance professional to assist Head of Distribution Legal and Compliance with compliance work covering internal control, review &monitoring, data privacy, point of sales and social media.

  • Conduct compliance monitoring on distributors’ conduct and on distribution operation’s controls;
  • Timely identify and report key compliance issues and key risks affecting distribution compliance and report in accordance to the Regulatory Risks Management Program and Risk Governance framework
  • Take charge of Privacy and UEMO related investigations and privacy related reporting
  • Lead the Distribution Legal and Compliance’s Contingency Plan
  • At least 5-year legal or compliance experience in insurance, pension industry or financial services
  • Sound knowledge of insurance regulatory requirements
  • Candidates from Big 4 with experience in review and testing are welcome
  • Excellent communication skills with good command of English and Chinese in both spoken and written

Get in touch

Jaja Wu

+852 21035394

[via CTgoodjobs Apply Now ]

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More job information
Job ref no. CT3117255-01#6678
  • N/A
Job Function
Employment Term
  • Full-time
  • 5 years - 10 years
Career Level
  • Middle management level
  • N/A