Posted on 2022-09-27
Shanghai Commercial Bank Ltd.

Manager, Product Process Control (Stock Trading)

Shanghai Commercial Bank Ltd.


  • Perform regular on-site quality assurance and monitoring field work related to regulated activities, mainly in stock trading business, and also investment and insurance business performed by the branches
  • Perform sample checking and examining tasks for branch operations such as account opening procedures and pre-defined counter services operations
  • Investigate and analyze the deficiencies found and make detailed and timely communication and follow-up actions with the branches
  • Produce internal investigation reports and related MIS information and analysis
  • Manage and support ad-hoc projects related to the quality control and monitoring functions


  • Degree holder in related discipline preferred
  • A minimum of 6 years relevant experience in banking industry with product and/or project management experience
  • Good knowledge and over 2 years of experience in dealing in Hong Kong, China, and other equities, futures and options
  • Familiar with regulatory requirements and industry standards on regulated activities
  • Team player with sound analytical, planning and interpersonal skills
  • Good command of spoken and written English and Chinese, including Putonghua
  • Proficient in MS Office applications including Chinese word processing

Attractive remuneration package will be offered to the right candidates. Interested parties please send your full resume with current and expected salary to the Human Resources Division [via CTgoodjobs Apply Now ] or by post to G.P.O. Box 139, Hong Kong.

Please visit us at for more information about our Bank.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided immediately upon request by contacting our Personal Data Compliance Officer. Applicants who are not contacted within two months may consider their applications unsuccessful and the personal data collected from the applicants will be retained for no longer than two years from the date of rejection during which the applicants may be considered for other suitable positions within the Bank. 

More job information
  • 5-day week
  • 13-month pay
  • Dental plan
  • Discretionary bonus
  • Education subsidies
  • Insurance plan
  • Medical plan
  • Paid overtime
Job Function
  • Kwun Tong
Employment Term
  • Permanent
  • Full-time
  • 2 years - 11 years
Career Level
  • Middle management level
  • Degree