Job ref no.: CT3115413-01#8128

Manager, Risk & Compliance for Securities Business

Conners Consulting Limited

  • 5-day week
  • 13-month pay
  • Dental plan
  • Discretionary bonus

Our bank client is a well-known and international financial institution and now looking for high calibre to join their group.


  • Ensure the operation of Securities business is in compliance with bank policy and regulatory requirement
  • Establish and review procedures and control framework in respect of risk and compliance matters operation
  • Report and escalate any risk issue to the parties concerned in a timely manner
  • Conduct transaction monitoring or colleagues’ behavior in the division according to the Risk & Compliance
  • Participate in ad-hoc risk projects assigned by management


  • Bachelor’s Degree or above
  • Min 3 yrs’ banking experience preferably in risk and compliance areas
  • Sound knowledge of banking standard on securities business and regulatory requirement required SFC or HKMA 
  • Good commend in both spoken and written English and Chinese


To apply, please send your detailed resume or contact Winnie Lai at 3618 8348 for a confidential discussion.

Only shortlisted candidates will be notified.

All data collected will be used for recruitment purpose only & will be used strictly confidential.


Conners Consulting Limited

2005 Kai Tak Commercial Building 317 Des Voeux Road Central Hong Kong

Tel: (852) 3996 8090Website:

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More job information
Job ref no. CT3115413-01#8128
  • N/A
Job Function
  • Kwun Tong
Employment Term
  • Permanent
  • Full-time
  • 3 years - 8 years
Career Level
  • Middle management level
  • Degree