Bank of Communications Co., Ltd. Hong Kong Branch

Manager, Risk Control (Global Markets)

Bank of Communications Co., Ltd. Hong Kong Branch

  • Maintain and update relevant policies and procedures to ensure that they properly reflect applicable legal and regulatory requirements, best practices and Bank standards
  • Handle GM clients’ KYC/AML requests and on-boarding process to cope with business needs
  • Review and advise on new business initiatives and products from a regulatory, best practice and Bank standard perspective
  • Assist in projects related to regulatory changes and business development
  • Identify any fraud or trading misbehavior in the business, promote risk awareness culture and assure high standard of conduct in the department
  • Review and/or seek legal opinions with solicitors on products term sheets, Derivatives Agreements (e.g. ISDA/CSA/GMRA), business service contracts whenever needed
  • Address local & China’s regulators’ enquiry and provide support to business and other functions during the inspection
  • Provide compliance advisory service/training to the department and other functions in respective regulatory matters
  • Relationships management with local & Head Office compliance, external & internal auditors and stakeholders to facilitate cooperation and business operations whenever necessary
  • Handle any other compliance matters and ad-hoc tasks as required for the operation of the Global Markets business
  • Bachelor's degree or international equivalent in Finance, Risk Management, Accounting or related field, or equivalent qualifications at HKQF level 5
  • 5 years or above experience in banking or financial industry with minimum 3 years’ working experience in treasury, compliance or risk management
  • Great team player with positive attitude
  • Problem solving ability and ability to work with FO and BO stakeholders
  • Able to perform effectively within a time-sensitive environment and meet reporting and project deadlines
  • Self-starter with drive and ambition to succeed in a dynamic business environment
  • Knowledge on trading platforms and Treasury system e.g. SUMMIT, Bloomberg an advantage
  • Excellent interpersonal communication skills, both written and verbal in English and Mandarin /Cantonese

Candidate with more experience may considered as Senior Manager 

The above post requires proficiency in English, Cantonese and Putonghua.

We offer attractive remuneration package to the right candidates. Please send your full resume with expected salary to The Human Resources Manager, Bank of Communications Co., Ltd., 10/F, Bank of Communications Tower, 231-235 Gloucester Road, Wan Chai, Hong Kong, or fax to 2838 9209, or e-mail to : [via CTgoodjobs Apply Now ].

Data held by the Bank relating to employment applications will be kept confidential and used only for consideration of applications. The bank may also refer suitable applicants to other vacancies within the Group. All personal data of unsuccessful applicants will be destroyed after the recruitment exercise. A copy of Personal Information Collection Statement is available upon request.

Bank of Communications Co., Ltd. Hong Kong Branch (Incorporated in the People's Republic of

More job information
Job Function
Work Model
  • On-site / At the workplace
Employment Term
  • Full-time
  • 5 years - 10 years
Career Level
  • Middle management level
  • Degree