Job - Manager, Risk Control, Southwest Securities (HK) Financial Management Limited
Southwest Securities (HK) Financial Management Limited

We are a subsidiary of Southwest Securities International Securities Limited (Stock Code: 812), a listed financial group engaged mainly in securities, futures, wealth management, corporate finance and insurance activities. We are expanding and inviting high caliber candidates to join our Company.

Manager, Risk Control

Job Ref.CT/RC-AM/201611


  • Monitor trade activities of securities, futures & asset management business
  • Follow up margin call and take necessary force liquidation procedures
  • Prepare regular risk reports to management
  • Perform credit evaluation and risk assessment on retail and commercial credit proposals, periodic reviews, and requests etc.
  • Participate in systems implementation and projects coordination


  • University degree holder in Risk Management, Accounting, Finance or related disciplines
  • Minimum 5 years’ relevant experience in securities or financial industry
  • Good knowledge of investment products including equities, bonds, futures and mutual fund
  • Team player with good interpersonal skills and able to work independently
  • Proficiency in PC application such as MS office and Chinese word processing
  • Good command in written and spoken English and Chinese (including Putonghua)

Candidate with less experience will be considered as Assistant Manager, Risk Control.

Attractive package will be offered to the right candidate. Interested parties please send both Chinese & English resume with current and expected salary to the Human Resources Department at Suite 1601,06-08, 16/F, Central Plaza, 18 Harbour Road, Wanchai, Hong Kong or e-mail to

Apply Now
Job Ref No.
CT/RC-AM/201611 (CT3103790-01#0127)
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  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Insurance plan
  • Meal allowance
  • Medical plan
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