Job ref no.: CT3122109-01#0049
Southwest Securities (HK) Brokerage Limited

Manager/Assistant Manager – Credit Risk

Southwest Securities (HK) Brokerage Limited

  • 5-day week
  • Birthday leave
  • Compassionate leave
  • Competitive pay
  • Dental plan
  • Discretionary bonus
  • Examination leave
  • Extra maternity leave
  • Extra paternity leave
  • Insurance plan
  • Marriage leave
  • Medical plan
  • Special / extra leave
  • … + 7 more

Job Responsibilities:

  • Monitor trade activities of securities, futures & asset management divison
  • Follow up margin call status and take necessary force liquidation procedures
  • Propose appropriate Trading/Credit /Margin limits for clients based on related collaterals
  • Prepare regular risk reports to management
  • Set up risk control system, implement risk management workflow and policies and design relevant guidelines and workflow for risk management
  • Participate in systems implementation and projects coordination


Job Requirements:

  • University holder in Risk Management, Accounting, Finance or related disciplines
  • CFA or FRM qualifications will be a plus
  • Minimum 3 years’ experience in securities brokerage business
  • Good understanding of risk control and able to work independently;
  • Good knowledge of investment products including equities, bonds, futures, hedge and mutual fund
  • Good command of written and spoken English and Chinese, including Mandarin


Attractive package will be offered to right candidate.  Interested parties please send both Chinese & English resume with current and expected salary to the Human Resources Department at 40/F., Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong or email.


Data collected will be used for recruitment purpose only.

More job information
Job ref no. CT3122109-01#0049
Job Function
  • Causeway Bay
Employment Term
  • Permanent
  • Full-time
  • 3 years - 20 years or above
Career Level
  • Non-management level
  • Degree
  • Master's degree